岗位职责
Job Responsibilities: • Serve as Executive Officer (EO) overseeing SFC Type 9 licensed activities • Lead portfolio management and investment strategy execution for discretionary mandates, including formulating strategies, asset allocation, and monitoring performance • Develop investment decision-making, risk control, KYC/AML, and back-office processes for trade execution, portfolio management, and compliance • Conduct in-depth investment research on markets, analyze macro and micro economic trends, industry data, and market indicators, and produce detailed investment research and analysis reports • Utilize the research data and form different investment strategies for model portfolios and asset allocation decisions • Oversee implementation of model portfolios, ensuring portfolio risk management, trade execution, and performance are in compliance with internal procedures and regulations • Monitor and analyze portfolio performance, identifying potential risks and opportunities • Propose and implement portfolio management initiatives while maintaining robust internal controls for reporting, compliance, and risk mitigation efforts • Report directly to senior management, escalating critical compliance and risk-related issues when necessary • Maintain effective communication with regulatory bodies • Conduct regular training for staff on market updates and portfolio managements
职位要求
Job Requirements: • Minimum 3 years of asset management experience within the last 6 years • At least 2 years of managerial experience • Existing Type 9 license holder preferred, currently serving as a Executive Officer (EO) or Responsible Officer (RO) is advantageous • Prior portfolio management and discretionary service experience required if not a regulated individual • Preferably from a bank, securities firm, asset management firm, or fund house • Have a profound understanding of financial markets, investment strategies, and regulatory requirements • Proficient in financial modeling and data analysis tools (e.g., Excel, Bloomberg) • Strong leadership and analytical abilities • Ability to work independently and collaborate in a team within a fast-paced environment • Proficient in English, Cantonese and Mandarin