岗位职责
我们正在寻找一位监管合规测试与监控专家，负责建设并执行蚂蚁国际全球业务监管合规测试与监控框架，对牌照条件、公司治理、资本充足性、客户资金保障、监管报送、外包及第三方管理等核心监管合规领域实施系统性测试与持续监控，确保控制措施的设计与运营有效性，为公司在全球范围内健康、合规展业提供第二道防线保障。 主要职责 ● 设计、实施并持续优化监管合规测试与监控的框架和方法，包括不限于测试方法、抽样标准、测试脚本、监控指标及报告模板； ● 根据公司业务模式、监管义务、风险评估结果及过往审计/监管检查发现，与全球合规团队协作，制定相关测试与监控计划； ● 依据计划，围绕牌照条件、公司治理、资本充足性、客户资金保障、监管报送、外包及第三方管理等核心监管合规领域开展系统性测试与持续监控； ● 对测试及监控发现的问题进行根本原因分析，提出切实可行的整改建议，跟踪整改落实情况，并持续推动监管合规控制优化及流程改进； ● 持续跟踪监管政策动态，评估新规对现有测试与监控框架的影响，并及时将新增或变化的监管要求转化为可监控、可测试的控制要求； ● 利用合规科技手段，不断提升合规测试与监控的自动化与智能化水平； We are looking for a Regulatory Compliance Testing & Monitoring Expert to build and execute Ant International's global regulatory compliance testing and monitoring framework. The role is responsible for implementing systematic testing and continuous monitoring across core regulatory compliance domains, including license conditions, corporate governance, capital adequacy, customer fund safeguarding, regulatory reporting, outsourcing and third-party management. The Expert will assess the design and operational effectiveness of relevant controls, providing second-line-of-defense assurance to support the company's healthy and compliant business operations across global markets. Key Responsibilities ● Design, implement, and continuously enhance the regulatory compliance testing and monitoring framework and methodology, including but not limited to testing approaches, sampling standards, testing scripts, monitoring indicators, and reporting templates; ● Work with the global compliance teams to develop relevant testing and monitoring plans based on the company’s business model, regulatory obligations, risk assessment results, and previous audit / regulatory inspection findings; ● Execute systematic testing and ongoing monitoring in accordance with the plan, covering key regulatory compliance areas such as licensing conditions, corporate governance, capital adequacy, customer funds safeguarding, regulatory reporting, outsourcing, and third-party management; ● Conduct root cause analysis on issues identified through testing and monitoring, provide practical remediation recommendations, track remediation progress, and continuously drive enhancements to regulatory compliance controls and process improvements; ● Continuously monitor regulatory developments, assess the impact of new regulations on the existing testing and monitoring framework, and promptly translate new or changing regulatory requirements into monitorable and testable control requirements; ● Leverage Regtech solutions to continuously improve the automation and intelligence of compliance testing and monitoring.
职位要求
● 熟悉全球支付行业监管合规框架，包括牌照条件、公司治理、资本充足性、客户资金保障、监管报送、外包管理、第三方风险等相关要求； ● 5年以上大型支付机构、金融科技公司、咨询公司或审计机构合规、内部审计或风险管理相关工作经验，具有合规测试或二线监督职能经验者优先； ● 有从零搭建合规测试与监控框架、合规仪表盘或自动化测试与监控机制经验者优先； ● 中英文流利，具备良好的沟通协调能力，能够与全球跨区域、跨职能团队合作，并有效推动问题解决； ● 大学本科及以上学历；持有专业认证（ICA、CIA、CPA、FRM等）者优先考虑； ● Solid understanding of regulatory compliance frameworks in the global payments industry, including requirements relating to licensing conditions, corporate governance, capital adequacy, customer funds safeguarding, regulatory reporting, outsourcing management, and third-party risk; ● At least 5 years of relevant experience in compliance, internal audit, or risk management at a large payment institution, fintech company, consulting firm, or audit firm; experience in compliance testing or second-line oversight functions is preferred; ● Experience in building compliance testing and monitoring frameworks, compliance dashboards, or automated testing and monitoring mechanisms from scratch is preferred; ● Fluency in both English and Chinese, with strong communication and coordination skills; able to work effectively with global, cross-regional, and cross-functional teams and drive issue resolution; ● Bachelor’s degree or above; professional certifications such as ICA, CIA, CPA, FRM, or equivalent are preferred.
